Regulatory Disclosures

MEMBER

PureStream, LLC is a member of FINRA (Financial Industry Regulatory Authority), and SIPC (Securities Investor Protection Corporation).

FINRA can be reached at www.finra.org or (301) 590-6500.

All customers are advised that information about SIPC, including the SIPC brochure, may be obtained by contacting SIPC. SIPC may be contacted by phone, email or regular mail:

Securities Investor Protection Corporation
805 15th Street, N.W. Suite 800
Washington, D.C. 20005-2215

Tel: (202)371-8300
Fax: (202)371-6728
Email: asksipc@sipc.org
Website: www.sipc.org

CUSTOMER COMPLAINTS SHOULD BE DIRECTED TO THE FOLLOWING

Armando Diaz
Chief Compliance Officer

PureStream, LLC
10 East 53rd Street, 18th Floor
New York, NY 10022

Email: compliance@purestream.tech

BUSINESS CONTINUITY PLAN

[ Please find PureStream’s Business Continuity Plan here ]

Email Disclosure and Disclaimers

This message, and any attachments, is for use only by the intended recipients. This communication may contain information that is confidential, constitutes attorney work product, is privileged, or otherwise protected from disclosure. If you have received this message in error, PureStream requests that you notify us immediately, and that you immediately delete and do not review, copy, retain, or disseminate the message or its attachments.

Securities services are offered by the PureStream, LLC, member FINRA and SIPC.