Regulatory Disclosures
MEMBER
PureStream, LLC is a member of FINRA (Financial Industry Regulatory Authority), and SIPC (Securities Investor Protection Corporation).
FINRA can be reached at www.finra.org or (301) 590-6500.
All customers are advised that information about SIPC, including the SIPC brochure, may be obtained by contacting SIPC. SIPC may be contacted by phone, email or regular mail:
Securities Investor Protection Corporation
805 15th Street, N.W. Suite 800
Washington, D.C. 20005-2215
Tel: (202)371-8300
Fax: (202)371-6728
Email: asksipc@sipc.org
Website: www.sipc.org
CUSTOMER COMPLAINTS SHOULD BE DIRECTED TO THE FOLLOWING
Aaron Krieger
Chief Compliance Officer
PureStream, LLC
712 Fifth Avenue, 21st Floor
New York, NY 10019
Email: compliance@purestream.tech
BUSINESS CONTINUITY PLAN
Please find PureStream’s Business Continuity Plan here
SEC RULE 605 DISCLOSURES (FORMERLY RULE 11AC1-5)
RISK DISCLAIMERS
FOR INSTITUTIONAL & PROFESSIONAL CLIENTS ONLY – NOT INTENDED FOR RETAIL CUSTOMER USE
All investing involves risk, including without limitation, the risk of total loss of principal invested. The products, services, and materials listed on this site may not be suitable for your particular circumstances. All content on this site is provided for informational purposes only and is subject to change without notice. Nothing on this site is intended as research or an offer, solicitation, advice, or recommendation to buy or sell any financial product or service. Nothing on this site should be used in any way to evaluate any particular transaction. Please consult your own independent professional advisors regarding financial, investment, legal, tax, accounting and other considerations relating to a transaction, including its suitability for you.
System response, speed, market data, and account access times are affected by many factors, including market volatility, market conditions, system performance, and other factors.
This message, and any attachments, is for use only by the intended recipients. This communication may contain information that is confidential, constitutes attorney work product, is privileged, or otherwise protected from disclosure. If you have received this message in error, PureStream requests that you notify us immediately, and that you immediately delete and do not review, copy, retain, or disseminate the message or its attachments.
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IP
PureStream trading technology is protected by U.S. Patent Nos. 11,526,945 and 11,941,701. Other US and foreign patents pending.